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Directors & Officers (D&O) Insurance

D&O Insurance shields company leaders from personal financial loss due to decisions made in their corporate roles. It’s vital for attracting and retaining executives and board members.

What Is D&O Insurance?

Directors & Officers Insurance (D&O) protects the personal assets of a company’s leadership — including directors, officers, and board members — if they are sued for alleged wrongful acts in managing the business. This includes mismanagement of company funds, breach of fiduciary duty, misrepresentation, or failure to comply with regulations. D&O policies also reimburse the company for legal costs incurred when defending its executives and may provide entity coverage for the business itself when named in the same suit.

Who Needs D&O Insurance?

Even if you run your business ethically and transparently, leadership can be targeted by lawsuits from employees, shareholders, vendors, regulators, or competitors. The cost of defending against these claims — and potential settlements — can be substantial. For startups and growth-stage companies, D&O coverage is often a requirement from venture capital and private equity investors. For mature organizations, it’s a critical tool to attract and retain qualified executives who expect personal liability protection.

Common industries that often require D&O Insurance include:

  • Venture-backed startups and scale-ups
  • Publicly traded companies
  • Private companies with boards or significant liabilities
  • Nonprofits and foundations
  • Any company with outside investors, complex governance, or exposure to regulatory scrutiny

What Does D&O Insurance Cover?

D&O Insurance typically covers:

  • Breach of fiduciary duty
  • Misrepresentation or errors in financial reporting
  • Shareholder lawsuits
  • Regulatory investigations
  • Misuse of company funds
  • Failure to comply with corporate governance laws
  • Defense costs, settlements, and judgments

What Doesn’t D&O Insurance Cover?

While D&O Insurance offers broad protection, it doesn’t cover:

  • Fraudulent or criminal acts (if proven)
  • Bodily injury or property damage (covered under GL)
  • Professional errors (covered under E&O)
  • Contractual disputes
  • Insured vs. insured claims (unless endorsed)
  • Prior known acts

How Much Does D&O Insurance Cost?

The cost of D&O Insurance varies based on factors like business size, industry, location, and claims history.

Key Cost Factors:

  • Company size and revenue
  • Industry and regulatory exposure
  • Prior lawsuits or claims history
  • Funding stage and investor involvement
  • Number of directors/officers insured

Typical Cost Range:

  • Early-stage startups: $2,000–$5,000/year
  • Growth-stage companies: $10,000–$50,000/year
  • Late Stage companies: $50,000–$500,000+/year
  • PE-backed businesses: $10,000–$500,000/year
  • Public companies: $50,000–$500,000+/year

Risk Management Tips

To minimize potential claims:

  • Maintain strong corporate governance practices
  • Keep accurate and transparent financials
  • Disclose risks clearly to investors and stakeholders
  • Train directors and officers on fiduciary duties
  • Conduct regular board reviews and documentation

Talk to An Expert

Our dedicated experts are ready to provide tailored insurance solutions to clients across a wide range of industries and specialized services.

Schedule a consultation to see how Alliance Risk can reduce your insurance risk.

– We look forward to partnering with you.

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